CFP®, Series 7 Securities Registration,1 Series 66 Advisory Registration,† Insurance License
As a CERTIFIED FINANCIAL PLANNER™ professional, with more than 14 years of experience in the financial services industry, Nick’s primary focus is to develop comprehensive strategies that educate and guide our clients’ financial decisions, helping them to work towards both short-and long-term financial success. He is a three-year recipient (2017-2019) of the “FIVE STAR Wealth Manager” as noted in Mpls.St.Paul Magazine and Twin Cities Business magazine.² Nick is a graduate of St. Cloud State University and holds a bachelor’s degree in Finance.
During his free time he enjoys golfing, fishing, traveling, and spending time with friends and family. Nick currently lives in St. Augusta with his wife Amanda and their two daughters, Payton and Brooke.
The Smith Financial Advisory team operates both our Alexandria, MN and St. Cloud, MN offices.
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1 Securities registrations are held with, and securities are offered through LPL Financial, Member FINRA/SIPC. †Advisory registrations are held with Wealth Enhancement Advisory Services. Advisory services offered through Wealth Enhancement Advisory Services, a registered investment advisor. Wealth Enhancement Advisory Services and Wealth Enhancement Group are separate entities from LPL Financial.
2 Award criteria based on 10 objective criteria associated with providing quality services to clients such as credentials, experience and assets under management among other factors. Wealth managers do not pay a fee to be considered or placed on the final list of 2017, 2018 or 2019 FIVE STAR Wealth Managers.