Bio
Katie is a financial professional who has been working in private wealth management since 2014. With a focus on communication and relationship building, she has established a reputation for providing a superior client experience.
Bio
Jay attended Wake Forest University where he received his Bachelor’s degree in Finance in 2016. After spending two years in a corporate finance role with United Technologies, a Fortune 100 company, Jay joined his father’s team at Carroll Financial in August 2018. In 2021, Jay joined Wealth Enhancement Group through the Carroll Financial acquisition. Jay assists the team in serving its many clients as well as generating new business. Contact Jay at (704) 247-2838
Bio
Adam began his career in the financial services industry nearly 20 years ago with E*TRADE Financial as a Services Representative, where he found great fulfillment in helping clients strengthen and solidify their financial futures. He grew into the roles of Relationship Manager/Advisor, working with some of E*TRADE’s largest clients.
Bio
Brad started his career at Fidelity Investments, where he confirmed his desire to build a career in the financial services industry. His personal motto is “Don’t talk about it. Be about it.” Brad is passionate about the specific details of financial planning for clients, understanding where they can save and how they can live the life they have always wanted. As a CERTIFIED FINANCIAL PLANNER™, Brad is committed to earning the trust of customers through the financial planning process.
Bio
Devone strives to help families achieve their retirement goals by creating custom strategies designed to avoid costly mistakes, fund lifestyle goals, and eliminate financial worries. His financial services experience dates to 2013, including progressively advanced roles at Key Bank as Management Associate, Relationship Manager, Wealth Associate and Assistant Vice President.
Bio
Doug specializes in retirement income planning, creating goals-based financial strategies, and proactively addressing risks that could lead to financial disaster. Clients benefit from his attention to detail and clear communication style. After graduating college and playing D1 Men’s Lacrosse for Fairfield University, he earned a spot in General Electric’s prestigious Financial Management Program and eventually worked at both GE Energy, Corporate and Capital.
Bio
Rick began his career as a CPA with Coopers & Lybrand and then served as the Chief Financial Officer with Rosenberg Real Estate Equity Funds (RREEF). In 2006, he established Lifetime Legacy Services, a boutique financial services firm specializing in real estate, concentrated wealth strategies and legacy planning.
Bio
Over the course of her career in the investment and wealth management industry, Ayako has built extensive experience across portfolio management, investment research and client relations. She began her career in Institutional Client Relations and Marketing before becoming a Portfolio Analyst, where she monitored portfolio trading and investment guidelines for more than $4 billion in equity securities.
Bio
Charles Massimo, financial advisor, empowers women in transition, retirees, and families impacted by autism with personalized wealth strategies.
Bio
Prior to joining the Wealth Enhancement Group as a financial advisor, Brian held positions with Edward Jones and later, with LPL Financial. Brian has long believed that investing and planning go hand in hand, going back to his own personal, professional, and investment experiences. He believes that sound investment principles and putting clients first is essential.
