The Carroll Team
Serving the greater Charlotte, NC; Raleigh, NC; and Rock Hill, SC, areas.
Talk to the team
Location
Charlotte, NC, 28211 (704) 553-8006
A team behind every plan
Our purpose is to develop long-lasting relationships with our clients and their families by combining our areas of experience with our clients’ investment management and planning needs. We assist our clients in reaching their financial goals by working to provide quality financial, retirement, and estate planning services through creative, intelligent strategies. We believe that clients should always come first. We treat them fairly, ethically, and respectfully, and our clients have the right to competent, courteous service and advice.
Already a client? Access your accounts.
Meet Our Team
Awards & Recognition
View All2026
Forbes Top Next-Gen Wealth Advisors Best-In-State (2026)
2026
InvestmentNews $100M Club: Top Female Advisors (2026)
2026
Forbes Best-In-State Wealth Advisors (2026)
2026
Barron’s Top 1,500 Financial Advisors (2026)
2025
Forbes Top Next-Gen Wealth Advisors Best-In-State (2025)
2025
AdvisorHub 250 Advisors to Watch – Under $1B (2025)
Every detail of your big picture
Beyond the six core areas of wealth management, we also offer specialized solutions including employee retirement account management, trust services, tax preparation, and business owner consulting. For businesses, we provide guidance for plan sponsors, plan participant education, and employee benefits programs.
Planning for retirement
Financial freedom in retirement is about creating a strategic plan for a viable, predictable, tax-efficient stream of income.
Investing with a plan-first mindset
We offer investment guidance designed to strike a balance between risk/return and align with your financial goals.
Preparing for the unexpected
Risk management is about being prepared. We can help verify that your current insurance policies fit your unique needs.
Managing my tax strategy
Every effective plan starts with an integrated tax strategy. Our team can help you manage your tax liabilities.
Building my legacy
Our team can build a plan that reflects your passions and provides for your loved ones, now and in the future.
Creating a financial plan
We will help you assess your situation, recognize and pursue opportunities, and craft a detailed financial plan.
Where we are
Our offices, one team
Primary office
Charlotte, NC
4521 Sharon Road, Suite 400
Charlotte, NC 28211
The primary office is listed first, followed by the remaining offices alphabetically. The team serves clients from every office and meets virtually across the region.
Charlotte, NC
Charlotte, NC 28211
Raleigh, NC
Raleigh, NC 27607
Rock Hill, SC
Rock Hill, SC 29730
What working together looks like
Discover
A no-cost conversation about where you are, what you own, and what you want money to do for the people you love.
Plan
A written plan covering income, tax, estate, and insurance — reviewed by a planner, a tax professional, and a strategist before you see it.
Implement
We put the plan to work: portfolios built to your risk tolerance, accounts consolidated, beneficiaries and documents aligned.
Review
Scheduled reviews each year — and a team that picks up the phone when life changes between them.
Insights from Carroll Team
What we’re thinking about
Year-End Tax Planning Strategies for Financial Success
Strategic Loan Repayment: Understanding Income-Driven Plans
Meet The Carroll Team
Carroll Team On Demand
Newsroom and Resources
View All19 Wealth Enhancement Advisors Named to Forbes’ 2026 Top Next-Gen Wealth Advisors Best-In-State Ranking
Why Diversification Matters
Who Is The Next Steward… And Are They Ready? April 2026
Thoughtfully Navigating The Great Wealth Transfer June 2026
One coordinated team, built around your plan
Our advisory teams work best with households that have $500,000 or more in investable assets.
Ready to talk now? Call 763-401-5685.
(Weekdays 8am–6pm Central)
Get your second opinion
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