The Trading Associate Analyst efficiently and accurately completes trading in client accounts and provides excellent service to the advisory teams in implementing clients’ financial plans. In managed accounts, this will typically consist of accurate and timely trading of investment accounts to their intended model.

Key Responsibilities

  • Trade managed client accounts, including variable annuities
  • Reconcile client investment models to ensure the investments meet client account paperwork (matching of paperwork and actual investments)
  • Work with finance and advisory team to facilitate collection of advisory fees; Researching inactive or restricted accounts, coordinate resolving issues to collect fees from accounts
  • Special trading-related projects such as account clean-up or special requests
  • Continually reviews processes for ways to increase efficiency and accuracy

 Position Requirement

  • 4-year degree in business, finance or economics
  • 2+ years of experience on a trade desk; experience with financial products and accounting
  • Experience on the TAMARAC platform
  • Series 7, 66 licenses required (or ability to quickly obtain)
  • Organizational skills, attention to detail with the ability to prioritize work flow and projects
  • Strong analytical, problem-resolution and PC skills
  • Ability to clearly and concisely communicate
  • Record of academic excellence and strong work ethic
  • Must be in good compliance standing with all rules, regulations and policies

 About Wealth Enhancement Group

Wealth Enhancement Group is an Equal Opportunity Employer