Series 65 Advisory Registration†
Some of the many qualities that Jim brings to the table include decades of experience in a wide range of areas, valuable insight and timely advice. He spent several years working with high-net-worth, family offices, and institutional clients. He managed a PIPE fund within the small-cap market and focused on investing in pioneering companies in various financial sectors. He was also a co-founder of a hedge fund that was recognized with several investing awards.
Jim joined Wealth Enhancement Group in 2021 through the Oakwood Capital Management acquisition. In his current role, Jim focuses on risk management and the importance of proper asset allocation. He values the importance of matching a client’s risk tolerance with a suitable financial and investment plan, in order to achieve their long-term wealth management goals. Jim has two sons and enjoys spending his free time surfing with them along the beautiful southern California and Hawaiian coastlines. The family also enjoys taking advantage of the snow up north when time permits. Jim is a firm believer in volunteering his time and is actively involved in numerous church and charitable endeavors.
- BA, University of San Diego
Jim serves clients at our Los Angeles, CA office.
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† Advisory registrations are held with Wealth Enhancement Advisory Services.